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SEC Proposes to Amend Definition of Accredited Investor
PKF O'Connor Davies - 2019-12-20

SEC Proposes to Amend Definition of Accredited Investor

The SEC voted to propose amendments to the definition of an “accredited investor.” The finalized amendments would add additional categories of individuals [and entities] that qualify to participate in private capital markets based on established, clear measures of financial sophistication. The proposal is subject to […] The post SEC Proposes to Amend Definition of Accredited Investor appeared first on PKF O'Connor Davies.

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Privacy Laws for Funds and Service Providers ‒ The “California Initiative”
PKF O'Connor Davies - 2019-12-05

Privacy Laws for Funds and Service Providers ‒ The “California Initiative”

In response to the realization that technology firms and other progressive companies capture and utilize vast amounts of personal data, California enacted very comprehensive privacy laws for its residents.  The law is entitled the California Consumer Privacy Act of 2018 (the Act) and is effective […] The post Privacy Laws for Funds and Service Providers ‒ The “California Initiative” appeared first on PKF O'Connor Davies.

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